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Saturday, May 17, 2008

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Boston...01-MAR-07...Speech by SEC Staff: Trading Foreign Shares

"Today, I will address the increasing pace of cross-border securities transactions. More companies are raising capital beyond their geographic boundaries. U.S. investors are allocating their capital in foreign securities markets at a higher rate, and our securities markets have attracted an increasing share of foreign investments."

CSTA 15th Annual Conference - August 14 - 17, 2008 at Deerhurst Resort Haliburton, Ontario

Carolina Conference - May 23-26, 2008

San Francisco Conference - May 29 - June 2, 2008

IETA Annual and General Meeting - Thursday, June 5, 2008

IETA Annual Golf Tournament - Friday, June 6, 2008

Denver Golf Outing - June 7, 2008

St. Louis Summer Outing - June 12-13, 2008

Cleveland Summer Outing - June 26-27, 2008

Linda.Heuman@nationalcity.com

Toronto...21-APRIL-08...CSTA letter to M. Jean St Gelais at CSA re request from Canadian regulators to “grant traders exemption from any trade-through violations”

“This issue is still relevant as many of our members are receiving “potential” trade-through notices from Market Regulation Services. The required technology (i.e. order routers) for Market Participants to gain access to the Alternative Trading Systems has ...”