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Friday, May 18, 2012
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Recovery Program / Substance Abuse     

19-Apr-11...
IIROC NOTICE: April 2011 Webcast: The 2010 Consolidated Compliance Examination Report and the Focus for the Current Examination Cycle
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15-Feb-11...
STA Appoints James Toes as President and CEO
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1-Feb-11...
IIROC NOTICE: Guidance on “Locked” and “Crossed” Markets
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8-Dec-10...
Senate Banking/PSI Hearing on Market Structure and May 6 Events (Alex D. Barcham and
Rebecca L.)

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IETA VSTA MIETA
CSTA 19th Annual Conference - August 16 – 19, 2012

Toronto...27-October-11...
CSTA respond to IIROC’s Provisions Respecting Dark Liquidity and the Joint CSA/IIROC Staff Notice 23-311: Regulatory Approach to Dark Liquidity in the Canadian Market.

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Toronto...30-May-11...
CSTA respond to “IIROC Notice 11-0075: Provisions Respecting Regulation of Short Sales and Failed Trades” and to “IIROC Notice 11-0076: Proposed Guidance on “Short Sale” and “Short-Marking Exempt” Order Designations.”
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Toronto...22-March-11...
CSTA respond to the Joint Canadian Securities Administrators/IIROC “IIROC Notice 10-0331: Proposed Guidance on Regulatory Intervention for the Variation or Cancellation of Trades”.

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2012 Conference Registration
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