19-Apr-11... IIROC NOTICE: April 2011 Webcast: The 2010 Consolidated Compliance Examination Report and the Focus for the Current Examination Cycle read more >>
15-Feb-11... STA Appoints James Toes as President and CEO read more >>
1-Feb-11... IIROC NOTICE: Guidance on “Locked” and “Crossed” Markets read more >>
8-Dec-10... Senate Banking/PSI Hearing on Market Structure and May 6 Events (Alex D. Barcham and Rebecca L.) read more >>
Toronto...27-October-11... CSTA respond to IIROC’s Provisions Respecting Dark Liquidity and the Joint CSA/IIROC Staff Notice 23-311: Regulatory Approach to Dark Liquidity in the Canadian Market. read more >>
Toronto...30-May-11... CSTA respond to “IIROC Notice 11-0075: Provisions Respecting Regulation of Short Sales and Failed Trades” and to “IIROC Notice 11-0076: Proposed Guidance on “Short Sale” and “Short-Marking Exempt” Order Designations.” read more >>
Toronto...22-March-11... CSTA respond to the Joint Canadian Securities Administrators/IIROC “IIROC Notice 10-0331: Proposed Guidance on Regulatory Intervention for the Variation or Cancellation of Trades”. read more >>