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Friday, July 04, 2008

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Boston...01-MAR-07...Speech by SEC Staff: Trading Foreign Shares

"Today, I will address the increasing pace of cross-border securities transactions. More companies are raising capital beyond their geographic boundaries. U.S. investors are allocating their capital in foreign securities markets at a higher rate, and our securities markets have attracted an increasing share of foreign investments."

Pittsburgh Annual Conference - July 17-18, 2008

New York Golf Classic - July 28, 2008

Wisconsin Convention - August 7-9, 2008

Portland Summer Conference - August 21-24, 2008

Dallas Convention - September 4-7, 2008

Toronto...21-APRIL-08...CSTA letter to M. Jean St Gelais at CSA re request from Canadian regulators to “grant traders exemption from any trade-through violations”

“This issue is still relevant as many of our members are receiving “potential” trade-through notices from Market Regulation Services. The required technology (i.e. order routers) for Market Participants to gain access to the Alternative Trading Systems has ...”