Members of the Prairie Security Traders Association rang the bell on July 13, 2017 at Calgary Stampede. In attendance: Paula Sexsmith, President; John Doll, Director; Geoff Graae, Director; and, Jesse Ahlan, Secretary.
|*Please note that content covered on this Open Call is specifically geared towards North American broker dealers and small to mid-size asset managers (as defined by <$50bln aum).*The unbundling of research and execution requirements under MiFID II are less than a year away from being implemented. This event with its competitive and regulatory effects, is likely to impact asset managers in North America and not just those in Europe.
Please join us as we review the requirements for European asset managers and discuss the likely impact on North American asset managers and their expectations from broker dealers in such areas as; payment for research, best execution and transparency. Additionally, what role, if any does the SEC have in creating a MiFID II reporting regime in the US will be covered.
IHS Markit Brokerage and Research Services
Thursday March 2, 2017 from 4:30 PM to 5:00 PM EST
Passcode 142 034#
Trading Multi-Asset Classes in a Complex World
Cost pressures on both sides of the street are impacting the nature of trading. Over the past couple of years, with the rise of global macro and cross asset risk premia strategies the buy-side has started transition to a more centralized, multi-functional desk trading.
Has the buy-side gone too far too fast?
Is the future of trading a larger desk of narrowly focused specialists or a smaller desk of generalists with a broader focus?
Is there a cost to any of this centralization and multi-functional trading?
Rob Gouley – OMERS, Trader
Kevin Fong – BMO, Head of Liquid Products Trading
Dan Lavigne – OMERS, Trader
Dan Cutts – SOCGEN, Trader
When: Thursday, Feb. 9, 2017
Where: TSX Broadcast Center – 130 King St. W, Ground Floor
Please mark your calendars.
PLEASE JOIN US
CSTA Annual Winter Vendor Fair 2017
Thursday, February 23, 2017
from 2:30 – 7:30 p.m.
Design Exchange in Toronto
Please invite your IT people to attend, as well as management teams.
For further information, or to reserve a booth, please contact Janice Cooper
Market data and its role in trading, compliance, transparency and overall soundness in market structure continues to grow along with its cost.
Please join us as we discuss the competitive and regulatory forces which impact our industry’s increasingly reliance on market data.
Thursday, November 10, 2016
4:30 pm edt to 5:00 pm edt
Dial in – 1.800.346.2923
Pass code – 142 034#
IIROC temporarily modifies single-stock circuit breaker levels.
Read the notice IIROC Notice Temporary Modification of Circuit Breakers or visit IIROC website
STA WIF is pleased to provide a podcast from its inaugural Women in Finance Symposium.
The event featured presentations on career development and provided an intimate networking opportunity for the over 125 women who attended.
We would like to thank Eleanor Beaton, President & CEO of Impact & Influence for putting this podcast together and also our sponsors of the Women in Finance Symposium
Bank of America Merrill Lynch, Citi, Jones Trading & Thomson Reuters
Managing Director and Citigroup’s Regional Head of Markets for North America.
PANEL: Women Leaders on Wall Street – Anecdotes, Acknowledgement, Advice
Ann Neidenbach, CIO, Convergex
Mee Warren, SVP, Two Sigma
Alan Hill, CEO, JonesTrading; Moderator